News summary
Huaxi Securities: Received the decision on administrative supervision measures and was suspended from sponsoring business qualifications for 6 months Securities Times Company e Newsbattenkill3, Huaxi Securities (002926) announced on the evening of May 5battenkill3, due to the company's savings in the practice process of Jintongling Technology Group Co., Ltd.'s 2019 non-public offering recommendation projectbattenkill3.battenkill3..
Newsletter text
Huaxi Securities: After receiving the decision on administrative supervision measures, the qualification for sponsorship business was suspended for 6 months. Securities Times e Company News, Huaxi Securities (002926) announced on the evening of May 5 that due to the company's lack of diligence in the 2019 non-public offering of shares in Jintongling Technology Group Co., Ltd. During the practice process of the project, there were false records in the recommendation letter for issuing shares to specific objects, The relevant reports issued during the continuous supervision stage had problems such as false records and inadequate implementation of on-site inspections of continuous supervision. The Jiangsu Securities Regulatory Bureau decided to take regulatory measures to suspend the company's sponsorship business qualifications for six months, with the suspension period starting from April 28, 2024. Until October 27.
